Broker Dealer Operations Associate
📋 Role Overview & Responsibilities
ResponsibilitiesPreparing and processing all paperwork needed for investment accounts.Maintaining client case files, performance reports, account forms and other paperwork required.Responding to back office inquiries.Preparing client letters and other written communication as requested.Expedites and tracks all account transfers, rollovers and mutual fund networking.Gather internal information for the meeting with client/prospectQualifications2+ years of experience within Operations within RIA, Broker Dealer or Investment firmBachelor's degree in related field
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This position is located in Fort Lauderdale, FL with potential relocation and sponsorship assistance depending on candidate qualifications.
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