Compliance Analyst

We are a leading financial services provider committed to making decisions easier and lives better for our customers and colleagues around the world. From our environmental initiatives to our community investments, we lead with values throughout our business. To help us stand out, we help you step up, because when colleagues are healthy, respected and meaningfully challenged, we all thrive. Discover how you can grow your career, make impact and drive real change with our Winning Team today.

Working Arrangement

Hybrid

Job Description

The Compliance Analyst works to ensure the team is aligned with all legal and regulatory requirements, supporting the team on various projects and initiatives.

Responsibilities

Conduct pre-trade, post-trade and end of day batch investment compliance monitoring activities for an assigned group of client accounts. Act as back-up analyst for other designated accounts as needed.Investigate and resolve all post-trade and end of day batch alerts for assigned accounts, with timely analysis and appropriate advancement.Prepare weekly, monthly and quarterly compliance reports and certifications for assigned accounts – both internal and client facing.Perform and review various data management activities critical to the effective functioning of the compliance monitoring system.Assist in analysis of derivative and sophisticated security positions.Assist in completing information requests for clients, internal and external audit, management committees, and other functions.Contribute to the construction of internal procedures and controls, draft desk-top procedures.Perform periodic and forensic testing (for example, allocation reviews)Participate in new account onboarding and ongoing updates related to client accounts:Perform detailed analysis of assigned client account offering documents (i.e., Investment Management Agreements, IPS, Prospectus/SAI, etc), and work with internal partners (Product, Relationship Management, Trading) to acquire clarification where needed.Provide recommendations for coding client guidelines into the Compliance System (Bloomberg).Conduct reviews of new and existing rules, both systemic and manual.Assist in the development of portfolio compliance surveillance for guideline monitoring outside of the automated compliance system.

Recommended Experience

We are seeking an individual with 0 –3 years proven track record as a Compliance Analyst, Fund Accountant, Fund Administrator, Risk Analyst or Security Operations Analyst. With a Bachelor’s Degree in Accounting, Economics, Finance, Law, Mathematics or equivalent work experience

Proficiencies

Excellent analytical and research skillsAbility to work in a time sensitive, team-oriented environmentAccuracy and high attention to detailStrong written and oral communication skillsGood organizational skillsUnderstanding of financial instruments data across all asset classesProven understanding of Microsoft Office Suite, Excel, Word and Access

Bonus Proficiencies

Having knowledge and experience with automated daily pre-trade/post-trade compliance monitoring systems (i.e., Bloomberg, Charles River, Sentinel/Latent Zero, etc.) is an asset. Additionally, knowledge of the investment adviser and/or mutual fund industry (i.e., compliance monitoring, fund accounting/administration, risk management, security operations, etc.) Prior experience in Investment Compliance Monitoring (especially pre-trade monitoring) will be an added bonus.

What can we offer?

A competitive salary and benefits packages.A growth trajectory that extends upward and outward, encouraging pursuit of passions and learning new skills.A focus on growing your career pathways.Flexible work policies and strong work-life balance!Professional development and leadership opportunities.

Our Commitment

Values-first culture! We lead with our Values every day and bring them to life together.Boundless opportunity We build opportunities to learn and grow at every stage of your career.Continuous innovation We invite you to help redefine the future of financial services.Delivering the promise of Diversity, Equity and Inclusion We foster an inclusive environment where everyone thrives.Championing Corporate Citizenship We build a business that benefits all partners and has a positive social and environmental impact.

About Manulife And John Hancock

Manulife Financial Corporation is a leading international financial services group that helps people make their decisions easier and lives better. With our global headquarters in Toronto, Canada, we operate as Manulife across our offices in Asia, Canada, and Europe, and primarily as John Hancock in the United States. We provide financial advice, insurance, and wealth and asset management solutions for individuals, groups and institutions. At the end of 2022, we had more than 40,000 employees, over 116,000 agents, and thousands of distribution partners, serving over 34 million customers. At the end of 2022, we had $1.3 trillion (US$1.0 trillion) in assets under management and administration, including total invested assets of $0.4 trillion (US $0.3 trillion), and segregated funds net assets of $0.3 trillion (US$0.3 trillion). We trade as ‘MFC’ on the Toronto, New York, and the Philippine stock exchanges, and under ‘945’ in Hong Kong.

Manulife is an Equal Opportunity Employer

At Manulife/John Hancock, we embrace our diversity. We strive to attract, develop and retain a workforce that is as diverse as the customers we serve and to foster an inclusive work environment that embraces the strength of cultures and individuals. We are committed to fair recruitment, retention, advancement and compensation, and we administer all of our practices and programs without discrimination on the basis of race, ancestry, place of origin, colour, ethnic origin, citizenship, religion or religious beliefs, creed, sex (including pregnancy and pregnancy-related conditions), sexual orientation, genetic characteristics, veteran status, gender identity, gender expression, age, marital status, family status, disability, or any other ground protected by applicable law.

It is our priority to remove barriers to provide equal access to employment. A Human Resources representative will work with applicants who request a reasonable accommodation during the application process. All information shared during the accommodation request process will be stored and used in a manner that is consistent with applicable laws and Manulife/John Hancock policies. To request a reasonable accommodation in the application process, contact recruitment@manulife.com.

Salary & Benefits

The annual base salary for this role is listed below.

Primary Location

Boston, Massachusetts

Salary range is expected to be between

$50,475.00 USD - $84,125.00 USD

If you are applying for this role outside of the primary location, please contact recruitment@manulife.com for the salary range for your location. The actual salary will vary depending on local market conditions, geography and relevant job-related factors such as knowledge, skills, qualifications, experience, and education/training. Employees also have the opportunity to participate in incentive programs and earn incentive compensation tied to business and individual performance.

Manulife/John Hancock offers eligible employees a wide array of customizable benefits, including health, dental, mental health, vision, short- and long-term disability, life and AD&D insurance coverage, adoption/surrogacy and wellness benefits, and employee/family assistance plans. We also offer eligible employees various retirement savings plans (including pension/401(k) savings plans and a global share ownership plan with employer matching contributions) and financial education and counseling resources. Our generous paid time off program in the U.S. includes up to 11 paid holidays, 3 personal days, 150 hours of vacation, and 40 hours of sick time (or more where required by law) each year, and we offer the full range of statutory leaves of absence.

Know Your Rights I Family & Medical Leave I Employee Polygraph Protection I Right to Work I E-Verify I Pay Transparency

Company: John Hancock Life Insurance Company (U.S.A.)