Senior Compliance Manager

An Outsourced Investment Office is seeking a Senior Compliance Manager to join thier US Compliance team. This role will be instrumental in developing and overseeing the compliance program for our Registered Fund in the United States, ensuring strict adherence to regulatory requirements and industry standards. The successful candidate will engage extensively with all levels of staff, including Partners, in a fast-growing organization comprising over 250 individuals.

Responsibilities:Supervise and participate in the day-to-day operations of the registered closed-end fund compliance program, ensuring timely completion of tasks such as testing and monitoring.Draft and maintain compliance policies and procedures to align with regulatory changes and organizational needs.Review marketing materials to ensure compliance standards are met.Oversee and assist in the preparation of periodic reports for the registered fund Board and Primary Adviser.Aid in the preparation of regulatory filings for both the registered fund and adviser.Assist in conducting annual compliance reviews, including the annual 206(4)-7 review.Deliver compliance training sessions to internal teams.Address compliance-related inquiries from team members and regulators.Conduct research on emerging compliance regulations and issues, providing recommendations to relevant stakeholders.Key responsibilities may evolve over time in response to business requirements, and occasional overtime may be necessary.Qualifications:Bachelor’s Degree, preferably in finance, accounting, economics, or legal studies.7-10 years of experience supporting compliance programs within alternative asset management, including familiarity with Investment Company Act requirements. (Experience in a legal or compliance consulting role will also be considered.)In-depth knowledge of the Investment Company Act and the Investment Advisers Act.Proficiency in Microsoft Office suite (Excel, PowerPoint, Word, Outlook); familiarity with VBA, Python, or other data science languages is advantageous.Strong problem-solving abilities and interpersonal skills.Demonstrated commitment to high ethical standards.Ability to thrive in a collaborative work environment.Intellectually curious with a team-player mindset, willing to contribute to the overall success of the business.

This position offers a stimulating opportunity to join a reputable firm at the forefront of the industry. We welcome candidates who are passionate about compliance and eager to make a meaningful impact within an organization.