Senior Compliance Associate

Robert Walters is partnering with a top multi-strategy alternative asset management firm, seeking a Senior Compliance Associate to join their specialized compliance function. This particular role will provide compliance guidance towards multiple business units within the firm, serving as a key point of contact across real-time issues and ensuring all regulatory standards are upheld.What you'll do:

As a Senior Compliance Associate, you will play an integral role in maintaining the strong compliance culture that is central to our client's values. You will be responsible for addressing any compliance and risk-related matters that arise within your assigned business units. Your role will also involve developing and implementing all necessary compliance requirements within these units. You will work closely with Investor Relations, reviewing marketing materials and investor communications to ensure they comply with all relevant regulations. Additionally, you will assist in the investor onboarding process, ensuring adherence to AML and KYC policies and procedures. Your role will also involve collaborating with other members of the Compliance team to cover all business areas.Address compliance and risk-related matters, questions and concerns raised by the business units she coversDevelop and implement all compliance requirements in the business unitsPartner with Investor Relations on the review of marketing materials and investor communications for compliance with applicable regulationsAdvise on certain aspects of the fundraising process, including monitoring international marketing restrictionsAssist in investor onboarding process related to compliance with AML and KYC policies and proceduresCollaborate with the Compliance team to cover all business areas and respond to issues identified by the surveillance staffWork on long term projects aimed at strengthening the compliance programWhat you bring:

The ideal candidate for this Senior Compliance Associate position brings a wealth of experience and a strong academic background. You will have a Bachelor's degree with a strong GPA and ideally 2 to 5 years of experience in a similar role. Your strong sense of ownership, self-assuredness, and follow-through skills will be key to your success in this role. You will also need the ability to professionally handle highly confidential and sensitive information. Excellent organisational and time management skills are essential, as is the ability to prioritise multiple projects with high attention to detail. A customer service orientation with strong interpersonal skills is also required.Bachelor's degree with a strong GPA2 to 5 years of experience in a similar role preferredStrong sense of ownership, self-assuredness, and follow-through skillsAbility to professionally handle highly confidential and sensitive informationExcellent organizational and time management skills; ability to prioritize multiple projects with high attention to detailCustomer service orientation with strong interpersonal skillsStrong problem-solving, intuitive, and analytical skillsFINRA Series 7 license or desire to obtain a plusWhat sets this company apart:

Our client is one of the world's leading private multi-asset alternative investment firms. Since their founding, they've expanded into several asset classes including private equity, credit, public equity, real estate, and venture capital. They leverage their shared platform to capture cross-asset class opportunities in strategic areas of focus.