Monetary Control Operations

About Rockefeller Capital Management

Rockefeller Capital Management is a leading independent financial advisory firm – providing wealth management, asset management, and strategic advisory services to ultra- and high-net-worth individuals, families, businesses, and institutions. Led by President & CEO Gregory J. Fleming, the firm offers an elevated experience based on traditional Rockefeller global family office values of excellence and service.

Formed in 2018 following the acquisition of Rockefeller & Co., Inc., the firm is rapidly extending its historic brand into contemporary markets. Based in New York City, it has over forty offices in the United States and London and oversees some $112 billion in client assets.

Position

Monetary Control Operations For Rockefeller Capital Management, Based In Hamilton, NJ, Is Responsible For Various Aspects Of Monetary Control Operations Including But Not Limited To:

Client transaction review and processingCollateral monitoring of $4BB security-based lending offeringControl reporting and enforcement of client trade and non-trade commitmentsOperations projects geared towards advancing efficiency, risk mitigation and business enablement.Direct support of Private Advisor Teams, Branch Office Leadership, Rockefeller Trust Company inquires and escalations.

Responsibilities

Review transaction documentation for accuracy, completeness, and compliance with RCM policies and proceduresRespond to service inquires and provide tutorial support for front office and home office teammates with questions related to transaction processingReview inflight transactions for compliance with internal / external policies and regulations.Create and review control reporting and escalate issues for resolution.Produce team metrics and report trends to senior management.Participate in project management functions including requirements gathering, testing and communication planning and execution.

Qualifications

Bachelor’s degree or equivalent work experience preferredAbility to succeed in a fast-paced, dynamic, and evolving organizationBanking or financial services experience preferredSecurity-based lending (Margin and Non-purpose Lending) experience preferredFINRA SIE and Series 7 licenses or willingness to obtain within mutually agreed timeframeOperational or Service experience a plus

Skills

Highly motivated, self-starter that possess the ability to work independently and has a desire to drive operational excellenceAcute attention to detailExceptional ability to multitask with a strong sense of urgency and prioritize competing deadlinesMust be able to work well under pressure and exercise sound judgment and adhere to all regulatory and compliance requirements.Detailed working knowledge of MS Office Suite toolsExperience collaborating with a team to achieve a common goalA creative and analytical thinker with an execution mindset passionate about identifying opportunities and driving changeIntellectually curious, high energy, driven, ambitiousAdaptable, comfortable in ambiguityOutstanding communication (written and verbal); exceptional interpersonal abilities, team player, works well across teams

Disclosure

Rockefeller & Co. LLC, Rockefeller Financial LLC, Rockefeller Trust Company, N.A., The Rockefeller Trust Company (Delaware), Rockefeller Financial Services, Inc. and all other subsidiaries of Rockefeller Capital Management L.P. (individually and collectively, “Rockefeller”) is an equal opportunity employer and does not discriminate on the basis of race, religion, sex, gender, sexual orientation, gender identity or expression, national origin, citizenship, age, military or veteran status, marital or partnership status, caregiver status, legally recognized disability, or any other basis protected by applicable federal, state or local law (“protected characteristics”).

Rockefeller Capital Management participates in the E-Verify program in certain locations, as required by law.