Compliance Associate

Compliance Associate - Growing Hedge Fund Location: Stamford, CT Our client is a distinguished macro hedge fund, managing over $1.4 billion in assets across the United States and Europe, with offices in New York City, Stamford and Vienna, Austria. They are seeking a Compliance Associate to collaborate closely with the General Counsel and support their expanding operations. Role Overview: As a Compliance Associate, you will partner directly with the General Counsel to develop and implement robust compliance policies and procedures. Your responsibilities will encompass managing compliance task deadlines, tracking subscriptions/redemptions, researching regulatory updates, and facilitating employee personal trade reviews. You'll also assist in trade compliance monitoring, marketing material review, and regulatory filings. Key Responsibilities:Collaborate with investor relations to track subscriptions/redemptions.Assist in researching and implementing policy updates.Manage employee personal trade reviews and certifications.Oversee employee gift/entertainment requests.Support firm trade compliance monitoring.Review marketing materials and investor engagement requests.Coordinate with legal and other departments on regulatory filings.Liaise with compliance consultants and service providers.Assist in NFA Self-Exam and SEC Annual Review processes. Experience:Bachelor's degree and 2 to 5 years of compliance experience at an SEC registered investment advisor.General knowledge of CFTC and SEC regulatory framework.Strong computer literacy and administrative skills.Ability to thrive in a fast-paced, collaborative environment.Excellent communication and interpersonal skills.